Hong Kong Modifies Listing Rules of Specialist Technology Companies and De-SPAC Transactions

HKEx and SFC introduce temporary amendments to Listing Rules, adjusting minimum market capitalization for specialist tech firms and easing independent third-party investment requirements for de-SPAC deals.

Hong Kong’s SFC Lays Out Regulatory Pathway for Tokenisation

The SFC issued guidance in November 2023 establishing a regulatory framework for tokenisation of retail investment products and services for tokenised financial instruments, enhancing clarity for market participants.

Key Regulatory Updates for Hong Kong Listed Companies

In Sept-Oct 2023, HKEX, SFC, and Companies Registry issued key regulatory updates enhancing market transparency, corporate governance, and compliance for Hong Kong listed companies.

HKEx Publishes Consultation Conclusions on Enhancing Climate-Related Disclosure

On 19 April 2024, HKEx released conclusions on enhancing climate-related disclosures under its ESG framework, aiming to improve transparency and align with global sustainability standards.

Consultation Conclusions on Proposed Amendments to Enforcement-Related Provisions of Hong Kong's SFO

On 8 August 2023, Hong Kong's SFC published consultation conclusions on amendments to enforcement provisions of the Securities and Futures Ordinance, aiming to strengthen regulatory enforcement and investor protection.

Consultation on Proposed Regulation to Govern Market Soundings in Hong Kong

The SFC proposes new guidelines for intermediaries conducting market soundings in securities and capital market transactions to enhance transparency and compliance in Hong Kong.

A reminder on SFC market sounding guidelines for block trades (Hong Kong)

The SFC's new market sounding guidelines, effective 2 May 2025, enhance transparency and integrity in block trades on the HKEX, outlining key obligations for Disclosing and Recipient Persons.

Hong Kong Regulatory Update - March 2024

This update reviews key Q4 2023 regulatory developments affecting HKEx-listed companies, including Listing Rules amendments, guidance, and enforcement news from HKEx and SFC.

Case Update: Hong Kong Regulator’s Right to Enforce Against Foreign Defendants

Hong Kong's Court of Final Appeal confirms the SFC can serve proceedings on foreign defendants for restoration orders without court leave, strengthening regulatory enforcement powers.

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